WhipSawFX

Forex Compliance

There's been a lot going around on the internet about the financial strength of Forex Dealer Merchants recently, and it inspired me to investigate the regulatory history of those I have heard of, and some that I have just discovered. Needless to say, it would be sensible to avoid any firm that has had any nfa regulatory action. Although its by no means finished here's the result of that investigation :


0 - cases of Regulatory Action

OANDA
NFA Entry (ID: 0325821)

FX SOLUTIONS LLC
NFA Entry (ID: 0312620)

GLOBAL FUTURES & FOREX LTD
NFA Entry (ID: 0279553)

MB TRADING FUTURES INC
NFA Entry (ID: 0315389)

MG FINANCIAL GROUP INC
NFA Entry (ID: 0308808)

ALPARI US LLC
NFA Entry (ID: 0325821)

IKON GLOBAL MARKETS INC
NFA Entry (ID: 0327622)

FOREX CLUB FINANCIAL COMPANY IN
NFA Entry (ID: 0358265)

EASY FOREX US LTD
NFA Entry (ID: 0358754)

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1 Case of Regulatory Action !

Gain Capital
NFA Entry (ID: 0339826)

CAPITAL MARKET SERVICES LLC
NFA Entry (ID: 0313199)

ADVANCED MARKETS LLC
NFA Entry (ID: 0368125)


2 Cases of Regulatory Action !!

Interbank FX
NFA Entry (ID: 0326091)

 


3 Cases of Regulatory Action !!!

FXCM
NFA Entry (ID: 0308179)

PEREGRINE FINANCIAL GROUP INC
NFA Entry (ID: 0232217)